Compliance readiness assessment

This intake collects structured information to assess regulatory relevance, information gaps, and compliance readiness.

This assessment works best when completed thoughtfully and in good faith. The quality and usefulness of the resulting analysis depend directly on the accuracy, completeness, and clarity of the information you provide.

Where possible, describe your system and practices as they operate in reality, rather than how they are intended or documented. There are no “right” or “wrong” answers — the goal is to surface relevant regulatory context, assumptions, and areas of uncertainty.

Contact & access

Contact email

We’ll use this email to send your assessment results and dashboard access.

Intended use of this assessment

Internal decision-making Investor or fundraising discussions Enterprise customers or procurement Regulators, auditors, or supervisory authorities

Company context

Primary customer type Active countries or regions

Product & system description

Describe the primary product or system Who uses the system and in what context? Deployment context

AI usage

Automated decision-making affecting users Risk scoring or profiling Human-in-the-loop mechanisms

Decision impact & automation

Does the system influence or determine decisions?

Are decisions automatically executed based on system output?

Who is affected by these decisions?

Can decisions be reversed or overridden?

Data processing

Processes personal data Uses profiling Cross-border data transfers Describe the types of data processed Data sources and storage

Crypto & financial activities

Custodial services Token issuance Transaction monitoring

Governance & accountability

Who is responsible for compliance and system governance?

How are changes assessed for regulatory impact?

Are governance responsibilities formally documented?

Expected changes & growth

Are significant changes expected in the next 12 months? Are new use cases or higher automation levels planned?